As a listed company on the Nordic Exchange, Stockholm, SinterCast is obliged to report to the Swedish Financial Supervisory Authority, Finansinspektionen, the identity of persons in the Company and its subsidiaries, who hold insider positions.
A person holding an insider position must report, in writing, shareholdings and other financial instruments in the company held by the insider and any closely affiliated persons. Changes in such holdings must also be reported to the Swedish Financial Supervisory Authority. The report must be made within five calendar days of the change.
In addition to the register (Swedish only) controlled by the Swedish Financial Supervisory Authority, the following dealings have been made by Directors and Management in SinterCast since January 2004.
*Note: Shares and warrants transferred to Remium in support of Liquidity Provider service. S. Dawson continues to own and control 31,500 shares and 4,500 warrants.
|
Date |
Name |
Transaction |
Holding after Transaction Shares/Warrants |
|
14 October 2009 |
Fräjdin-Hellqvist, Ulla-Britt |
conversion of 666 BTU |
4,666/666 |
|
14 October 2009 |
Figenschou, Aage |
conversion of 1,666 BTU |
11,666/1,666 |
|
14 October 2009 |
Figenschou, I/s |
conversion of 66 BTU |
233/66 |
|
14 October 2009 |
Fessler, Andrea |
conversion of 833 BTU |
5,833/833 |
|
14 October 2009 |
Dover, Robert |
conversion of 166 BTU |
1,166/166 |
|
14 October 2009 |
Dawson, Steve |
transferred 2,500 warrants |
27,500/ 2,000 |
| 14 October 2009 |
Dawson, Steve |
conversion of 4,500 BTU |
27,500/4,500 |
|
14 October 2009 |
Uhmeier, Daphner |
conversion of 106 BTU |
606/106 |
|
14 October 2009 |
Wallace, Steve |
conversion of 323 BTU |
1,823/323 |
|
14 October 2009 |
Dawson, Emilie Anne |
conversion of 25 BTU |
175/25 |
|
14 October 2009 |
Dawson, Sean Michael |
conversion of 25 BTU |
175/25 |
|
14 October 2009 |
Dawson, Megan Marie |
conversion of 25 BTU |
175/25 |
|
2 December 2008 |
Dawson, Emilie Anne |
bought 150 shares |
150/- |
|
2 December 2008 |
Dawson, Sean Michael |
bought 150 shares |
150/- |
|
2 December 2008 |
Dawson, Megan Marie |
bought 150 shares |
150/- |
|
25 November 2008 |
Uhmeier, Daphner |
bought 200 shares |
500/- |
|
13 November 2008 |
Uhmeier, Daphner |
bought 100 shares |
300/- |
|
18 September 2008 |
Fräjdin-Hellqvist, Ulla-Britt |
bought 2,000 shares |
4,000/- |
|
18 September 2008 |
Dawson, Steve |
bought 1,250 shares |
23,000/- |
|
11 September 2008 |
Uhmeier, Daphner |
bought 200 shares |
200/- |
|
1 September 2008 |
Wallace, Steve |
bought 500 shares |
1,500/- |
|
28 August 2008 |
Dawson, Steve |
bought 750 shares |
21,750/- |
|
5 June 2008 |
Dover, Robert |
bought 1,000 shares |
1,000/- |
|
27 Mars 2008 |
Dover, Robert |
sold 2,500 shares |
0/- |
|
26 Mars 2008 |
Dover, Robert |
sold 1,500 shares |
2,500/- |
|
31 October 2007 |
Dawson, Steve |
transferred 3,000 shares* |
21,000/- |
|
1 October 2007 |
Dawson, Steve |
transferred 1,000 shares* |
24,000/- |
|
13 November 2006 |
Uhmeier, Daphner |
sold 1,000 shares |
0/- |
|
20 July 2006 |
Dover, Robert |
sold 5,000 shares |
4,000/- |
|
18 May 2005 |
Fräjdin-Hellqvist, Ulla-Britt |
bought 1,000 shares |
2,000/- |
|
23 March 2005 |
Uhmeier, Daphner |
bought 1,000 shares |
1,000/- |
|
30 December 2004 |
Assarsson, Paul |
sold 20,000 shares |
5,850/- |
|
30 December 2004 |
Assarsson, Paul |
exercised 20,000 options |
25,850/- |
|
30 December 2004 |
Hagman, Bertil |
sold 30,000 shares |
166,700/- |
|
28 December 2004 |
Hagman, Bertil |
exercised 30,000 options |
196,700/- |
|
16 December 2004 |
Dover, Robert |
bought 5,000 shares |
9,000/- |
|
14 December 2004 |
Dawson, Steve |
exercised 25,000 options |
25,000/- |
|
13 December 2004 |
Dawson, Steve |
sold 16,500 shares |
0/- |
|
11 March 2004 |
Assarsson, Paul |
bought 2,000 shares |
5,850/- |
|
8 January 2004 |
Figenschou, Aage |
bought 10,000 shares |
10,200/- |
|
5 January 2004 |
Dawson, Steve |
bought 3,500 shares |
16,500/- |
*Note: Shares and warrants transferred to Remium in support of Liquidity Provider service. S. Dawson continues to own and control 31,500 shares and 4,500 warrants. |